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Lead Plaintiff Filings

Plaintiffs RH Capital Associates LLC and Pacific Investment Management Company LLC (“PIMCO”) have been appointed by the Court to serve as Lead Plaintiffs in the Refco Securities Litigation. Click on any of the below links to download a particular filing in Adobe Acrobat format. If you do not have Adobe Acrobat on your system and wish to install it, please click here.

Complaints

Memoranda of Law

Letters

Bankruptcy Proofs of Claim

Complaints

12/3/07 - Second Amended Class Action Complaint

10/01/07 - Class Action Complaint Against Mayer Brown and Collins

05/04/06 - First Amended Consolidated Class Action Complaint

04/03/06 - Consolidated Class Action Complaint

Memoranda of Law

02/29/08 - Lead Plaintiffs' Memorandum of Law in Opposition to the 144A Defendants' Motion to Dismiss the Second Amended Consolidated Class Action Complaint

02/21/08 - Lead Plaintiffs' Memorandum of Law in Support of Motion for Preliminary Approval of Settlement with Defendant Joseph J. Murphy

02/21/08 - Lead Plaintiffs' Notice of Motion for Preliminary Approval of Settlement with Defendant Joseph J. Murphy

01/31/08 - Lead Plaintiffs Memorandum of Law in Opposition to the Motion to Dismiss of Joseph P. Collins and Mayer Brown LLP

01/31/08 - Declaration of James J. Sabella in Opposition to the Motion to Dismiss Filed by Mayer Brown LLP and Joseph P. Collins

12/7/07 - Stipulation and Agreement of Settlement Between Lead Plaintiffs and Defendant Dennis A. Klejna

12/7/07 - Lead Plaintiffs' Notice of Motion for (I) Preliminary Approval of Partial Settlement with Defendant Dennis A. Klejna, (II) Preliminary Certification of Class for Purposes of Settlement, (III) Preliminary Approval of Form and Manner of Notice, and (IV) Scheduling A Final Approval Hearing

12/7/07 - Lead Plaintiffs' Memorandum of Law in Support of Motion for (I) Preliminary Approval of Partial Settlement with Defendant Dennis A. Klejna, (II) Preliminary Certification of Class for Purposes of Settlement, (III) Preliminary Approval of Form and Manner of Notice, and (IV) Scheduling A Final Approval Hearing

05/24/07 - Lead Plaintiffs' Memorandum of Law in Opposition to Defendant Silverman's Motion For Partial Reconsideration

05/24/07 - Lead Plaintiffs' Opposition to the Audit Committee Defendants' Motion for Partial Reconsideration

02/22/07 - Lead Plaintiffs' Notice of Motion for (I) Preliminary Approval of Partial Settlement with Defendant BAWAG, (II) Preliminary Certification of Class for Purposes of Settlement, (III) Preliminary Approval of Form and Manner of Notice, and (IV) Scheduling of Final Approval Hearing

02/22/07 - Stipulation and Agreement of Settlement and Supporting Exhibits A-B

01/05/07 - Lead Plaintiffs’ Reply to the Underwriter Defendants’ and Grant Thornton LLP’s Objections to Amended Settlement with BAWAG

10/05/06 - Lead Plaintiffs’ Reply Memorandum in Response to Grant Thornton’s Objection

09/27/06 - Lead Plaintiffs’ Notice of Motion to Modify the PSLRA Discovery Stay for the Limited Purpose of Service of a Subpoena on Refco’s Transfer Agent for Settlement Administration Purposes

09/27/06 - Lead Plaintiffs’ Memorandum of Law in Support of Notice of Motion to Modify the PSLRA Discovery Stay for the Limited Purpose of Service of a Subpoena on Refco’s Transfer Agent for Settlement Administration Purposes

09/27/06 - Declaration of John C. Browne in Support of Lead Plaintiffs' Motion to Modify the PSLRA Discovery Stay for the Limited Purpose of Service of a Subpoena on Refco’s Transfer Agent for Settlement Administration Purposes

09/15/06 - Lead Plaintiffs' Memorandum of Law in Opposition to Defendants' Motions to Dismiss the First Amended Consolidated Class Action Complaint

09/15/06 - Declaration of John P. Coffey in Support of Lead Plaintiffs' Opposition to Defendants' Motions to Dismiss the First Amended Consolidated Class Action Complaint

09/15/06 - Exhibits A-D to Declaration of John P. Coffey in Support of Lead Plaintiffs' Opposition to Defendants' Motions to Dismiss the First Amended Consolidated Class Action Complaint

09/08/06 - Notice of Motion for Preliminary Approval of Partial Settlement with BAWAG

09/08/06 - Memorandum of Law in Support of Notice of Motion for Preliminary Approval of Partial Settlement with BAWAG

09/08/06 - Declaration of Megan D. McIntyre in Support of Notice of Motion for Preliminary Approval of Partial Settlement with BAWAG

09/07/06 - Stipulation and Agreement of Partial Settlement with BAWAG

06/13/06 - Lead Plaintiffs' Reply Memorandum in Further Support of Their Motion to Modify the PSLRA Stay to Permit Limited Document Discovery

06/13/06 - Declaration of John P. Coffey in Further Support of Lead Plaintiffs' Motion for a Limited Modification of the PSLRA Stay of Discovery

05/17/06 - Lead Plaintiffs' Memorandum of Law in Support of Motion to Modify the PSLRA Stay to Permit Limited Document Discovery

05/17/06 - Declaration of James Sabella in Support of Lead Plaintiffs’ Motion to Modify the PSLRA Stay to Permit Limited Document Discovery

Letters

12/7/07 - Letter to Honorable Gerald E. Lynch

11/28/06 - Lead Plaintiffs’ Letter to Court Regarding Amended BAWAG Settlement

07/12/06 - Lead Plaintiffs' Letter to Judge Lynch in further Support of Lead Plaintiffs' Motion to Modify the PSLRA Stay

Bankruptcy Proofs of Claim